Larocco Michael's Form 4 filing
State Auto Financial CORPSTFC · filed Nov 15, 2021
- Accession no.
- 0001062993-21-010887
- Filed
- Nov 15, 2021
- Trade date
- Nov 12, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $94.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Larocco MichaelCIK 0001205167 | Director, Officer (President, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Shares without Par Value | MOption exerciseAcquired | +1,833 | $23.01 | +$42,177.33 | 193,418.57 | Direct | |
| Nov 12, 2021 | Common Shares without Par Value | SSaleDisposed | −1,833 | $51.45 | −$94,307.85 | 191,585.57 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Shares | MOption exerciseDisposed | −1,833 | $0.00F2 | $0 | 20,197 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Field should be left blank, but due to a software defect, requires imput.
Referenced by the price of 1 transaction in Table II.