Berkey Jason Earl's Form 4 filing
State Auto Financial CORP (STFC) · filed Nov 10, 2021
- Accession no.
- 0001062993-21-010564
- Filed
- Nov 10, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $204.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berkey Jason EarlCIK 0001721409 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Shares without par value | MOption exerciseAcquired | +591 | $25.32 | +$14,964.12 | 24,676.77 | Direct | |
| Nov 9, 2021 | Common Shares without par value | SSaleDisposed | −591 | $51.50 | −$30,436.5 | 24,085.77 | Direct | |
| Nov 9, 2021 | Common Shares without par value | MOption exerciseAcquired | +3,378 | $21.54 | +$72,762.12 | 27,463.77 | Direct | |
| Nov 9, 2021 | Common Shares without par value | SSaleDisposed | −3,378 | $51.53 | −$174,068.34 | 24,085.77 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Shares | MOption exerciseDisposed | −591 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Shares | MOption exerciseDisposed | −3,378 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.