Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Nov 9, 2021
- Accession no.
- 0001062993-21-010522
- Filed
- Nov 9, 2021, 5:12 PM ET
- Trade date
- Nov 5-9, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $155.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Class A Common Stock | PPurchaseAcquired | +5,737 | $3.05 | +$17,484.65 | 4,988,369 | Indirect | |
| Nov 8, 2021 | Class A Common Stock | PPurchaseAcquired | +41,126 | $3.05 | +$125,331.49 | 5,029,495 | Indirect | |
| Nov 9, 2021 | Class A Common Stock | PPurchaseAcquired | +4,136 | $3.04 | +$12,590.4 | 5,033,631 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.