Broussard Bruce D's Form 4 filing
Humana Inc (HUM) · filed Nov 9, 2021
- Accession no.
- 0001062993-21-010469
- Filed
- Nov 9, 2021
- Trade date
- Nov 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $22.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broussard Bruce DCIK 0001185643 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Humana Common | MOption exerciseAcquired | +14,346 | $268.47 | +$3,851,470.62 | 79,361 | Direct | |
| Nov 5, 2021 | Humana Common | MOption exerciseAcquired | +26,939 | $307.97 | +$8,296,403.83 | 106,300 | Direct | |
| Nov 5, 2021 | Humana Common | SSaleDisposed | −41,285 | $454.13 | −$18,748,757.05 | 65,015 | Direct | |
| Nov 5, 2021 | Humana Common | SSaleDisposed | −8,721 | $457.40 | −$3,988,985.4 | 56,294 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Humana Common | MOption exerciseDisposed | −14,718 | $0.00 | $0 | 372 | Direct | |
| Nov 5, 2021 | Humana Common | MOption exerciseDisposed | −40,409 | $0.00 | $0 | 13,470 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.