Panikar John's Form 4 filing
Linde PLC (LIN) · filed Nov 4, 2021
- Accession no.
- 0001062993-21-010263
- Filed
- Nov 4, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Panikar JohnCIK 0001504943 | Officer (Executive VP, APAC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Ordinary Shares | MOption exerciseAcquired | +7,796 | $176.63 | +$1,377,007.48 | 22,901.53 | Direct | |
| Nov 2, 2021 | Ordinary Shares | FTax withholdingDisposed | −5,621 | $327.19 | −$1,839,134.99 | 17,280.53 | Direct | |
| Nov 2, 2021 | Ordinary Shares | MOption exerciseAcquired | +8,407 | $154.00 | +$1,294,678 | 25,687.53 | Direct | |
| Nov 2, 2021 | Ordinary Shares | FTax withholdingDisposed | −5,710 | $326.98 | −$1,867,055.8 | 19,977.53 | Direct | |
| Nov 2, 2021 | Ordinary Shares | SSaleDisposed | −4,872 | $327.19 | −$1,594,069.68 | 15,105.53 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Ordinary Shares | MOption exerciseDisposed | −11,695 | $0.00 | $0 | 3,899 | Direct | |
| Nov 2, 2021 | Ordinary Shares | MOption exerciseDisposed | −8,407 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.