Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Nov 4, 2021
- Accession no.
- 0001062993-21-010260
- Filed
- Nov 4, 2021, 4:21 PM ET
- Trade date
- Nov 2-4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $38.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Class A Common Stock | PPurchaseAcquired | +6,196 | $3.05 | +$18,896.56 | 4,976,235 | Indirect | |
| Nov 3, 2021 | Class A Common Stock | PPurchaseAcquired | +400 | $3.05 | +$1,220 | 4,976,635 | Indirect | |
| Nov 4, 2021 | Class A Common Stock | PPurchaseAcquired | +5,997 | $3.05 | +$18,272.86 | 4,982,632 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.