Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Oct 29, 2021
- Accession no.
- 0001062993-21-009991
- Filed
- Oct 29, 2021, 4:50 PM ET
- Trade date
- Oct 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $109.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Class A Common Stock | PPurchaseAcquired | +1,406 | $3.03 | +$4,260.18 | 4,935,352 | Indirect | |
| Oct 28, 2021 | Class A Common Stock | PPurchaseAcquired | +24,686 | $3.04 | +$74,931.88 | 4,960,038 | Indirect | |
| Oct 29, 2021 | Class A Common Stock | PPurchaseAcquired | +10,001 | $3.05 | +$30,461.05 | 4,970,039 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.