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Barth Brett H's Form 4/A amendment

Amended

BBR ALO Fund, LLC · filed Oct 4, 2021

Accession no.
0001062993-21-009214
Filed
Oct 4, 2021
Trade date
Feb 1, 2021
Filing delay
245 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Feb 3, 2021

This filing lists 1 non-derivative transaction. Open-market purchases total $30.0K. It was filed 245 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barth Brett HCIK 0001745086Other: Co-CEO, BBR Partners, LLC

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2021Shares of Limited Liability Company InterestsPPurchaseAcquired+2,281.37$13.15F1+$30,000.0224,860.95Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This amendment discloses the final number of shares purchased, purchase price per share and total amount of securities beneficially owned based on the Fund's net asset value per share as of January 31, 2021.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)