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Edenbrook Capital, LLC's Form 4 filing

Brightcove Inc (BCOV) · filed Sep 17, 2021

Accession no.
0001062993-21-008750
Filed
Sep 17, 2021, 5:38 PM ET
Trade date
Sep 15-17, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market purchases total $474.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Edenbrook Capital, LLCCIK 000166668210% Owner
Brolin JonathanCIK 000171212710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2021Common Stock, par value $0.0001PPurchaseAcquired+9,150$11.39+$104,204.784,483,319Indirect
Sep 16, 2021Common Stock, par value $0.0001PPurchaseAcquired+3,882$11.35+$44,045.564,487,201Indirect
Sep 17, 2021Common Stock, par value $0.0001PPurchaseAcquired+10,000$11.34+$113,3864,497,201Indirect
Sep 17, 2021Common Stock, par value $0.0001PPurchaseAcquired+6,290$11.30+$71,0774,503,491Indirect
Sep 17, 2021Common Stock, par value $0.0001PPurchaseAcquired+12,500$11.36+$141,996.254,515,991Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 17, 2021Common StockELess common codeDisposed−400,000$0.00F2$00Indirect
Sep 17, 2021Common StockELess common codeDisposed−400,000$0.00F2$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These option contracts that were written by the private funds of Edenbrook Capital, LLC expired out of the money.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)