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Calogero Dario's Form 4 filing

Kaleyra, Inc. (KLR) · filed Sep 10, 2021

Accession no.
0001062993-21-008486
Filed
Sep 10, 2021, 9:34 PM ET
Trade date
Sep 3-9, 2021
Filing delay
7 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $957.9K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Calogero DarioCIK 0001794965Director, Officer (CEO & President), 10% Owner
Maya Investments LtdCIK 000179503710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 3, 2021Common StockSSaleDisposed−40,000$12.30F3−$492,012625,380Direct
Sep 9, 2021Common StockSSaleDisposed−37,500$12.42F5−$465,873.755,436,081Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions ranging from $12.20 to $12.40, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions ranging from $12.3999 to $12.4499, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (5) to this Form 4.

Referenced by the price of 1 transaction in Table I.

Remarks

Of the total RSUs listed in Footnote 1, 10,000 shares previously vested have already been sold and reported, and an additional 4,547 shares were previously withheld and sold for the satisfaction of tax withholding obligations.

Read the full filing on SEC EDGAR (opens in a new tab)