Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Sep 8, 2021
- Accession no.
- 0001062993-21-008382
- Filed
- Sep 8, 2021, 4:38 PM ET
- Trade date
- Sep 3-8, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $120.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Class A Common Stock | PPurchaseAcquired | +5,515 | $2.40 | +$13,241.52 | 4,889,938 | Indirect | |
| Sep 3, 2021 | Class A Common Stock | PPurchaseAcquired | +33,531 | $2.45 | +$82,083.89 | 4,923,469 | Indirect | |
| Sep 7, 2021 | Class A Common Stock | PPurchaseAcquired | +1,127 | $2.43 | +$2,738.61 | 4,924,596 | Indirect | |
| Sep 8, 2021 | Class A Common Stock | PPurchaseAcquired | +9,350 | $2.43 | +$22,720.5 | 4,933,946 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.