Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Sep 1, 2021
- Accession no.
- 0001062993-21-008099
- Filed
- Sep 1, 2021, 4:31 PM ET
- Trade date
- Aug 30-Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $240.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Class A Common Stock | PPurchaseAcquired | +55,129 | $2.55 | +$140,689.21 | 4,844,198 | Indirect | |
| Aug 31, 2021 | Class A Common Stock | PPurchaseAcquired | +1,723 | $2.53 | +$4,359.19 | 4,845,921 | Indirect | |
| Sep 1, 2021 | Class A Common Stock | PPurchaseAcquired | +15,000 | $2.48 | +$37,149 | 4,860,921 | Indirect | |
| Sep 1, 2021 | Class A Common Stock | PPurchaseAcquired | +23,502 | $2.48 | +$58,357.82 | 4,884,423 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.