SOL Global Investments Corp.'s Form 4 filing
Simply, Inc. (SIMP) · filed Aug 24, 2021
- Accession no.
- 0001062993-21-007921
- Filed
- Aug 24, 2021
- Trade date
- Jul 6, 2021
- Filing delay
- 49 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 derivative transactions. It was filed 49 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001062993-21-008106 (Sep 1, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SOL Global Investments Corp.CIK 0001710138 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Common Stock | AGrant or awardAcquired | +400,000 | $1,000,000.00F3 | +$400,000,000,000 | 800,000 | Direct | Price outlier |
| Jul 6, 2021 | Common Stock | AGrant or awardAcquired | +400,000 | $1,000,000.00F3 | +$400,000,000,000 | 800,000 | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000.
Referenced by the price of 2 transactions in Table II.