Smith Keith's Form 4 filing
Boyd Gaming Corp (BYD) · filed Aug 20, 2021
- Accession no.
- 0001062993-21-007840
- Filed
- Aug 20, 2021
- Trade date
- May 27-Aug 18, 2021
- Filing delay
- 85 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.08M. It was filed 85 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith KeithCIK 0001186757 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2021 | Common Stock | GGiftDisposed | −75,000 | $0.00 | $0 | 1,226,958 | Direct | |
| Aug 18, 2021 | Common Stock | MOption exerciseAcquired | +50,000 | $11.57 | +$578,500 | 1,276,958 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −50,000 | $57.87F1 | −$2,893,500 | 1,226,958 | Direct | |
| Aug 18, 2021 | Common Stock | MOption exerciseAcquired | +20,418 | $11.57 | +$236,236.26 | 1,247,376 | Direct | |
| Aug 18, 2021 | Common Stock | SSaleDisposed | −20,418 | $58.05F2 | −$1,185,264.9 | 1,226,958 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 18, 2021 | Common Stock | MOption exerciseDisposed | −70,418 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $57.70 to $58.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $57.94 to $58.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.