Miotto Neil's Form 4 filing
UpHealth, Inc. (UPHL) · filed Aug 16, 2021
- Accession no.
- 0001062993-21-007615
- Filed
- Aug 16, 2021
- Trade date
- Jun 5, 2019-Jun 9, 2021
- Filing delay
- 803 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market purchases total $4.81M. It was filed 803 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miotto NeilCIK 0001390808 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2019 | Common Stock | PPurchaseAcquired | +417,500 | $10.00 | +$4,175,000 | 4,436,487 | Indirect | |
| Jun 13, 2019 | Common Stock | PPurchaseAcquired | +63,750 | $10.00 | +$637,500 | 4,500,237 | Indirect | |
| Jun 9, 2021 | Common Stock | JOtherAcquired | +24,063 | $10.00 | +$240,630 | 4,524,300 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2019 | Common Stock | PPurchaseAcquired | +417,500 | $10.00 | +$4,175,000 | 417,500 | Indirect | |
| Jun 5, 2019 | Common Stock | PPurchaseAcquired | +20,875 | $10.00 | +$4,175,000 | 417,500 | Indirect | |
| Jun 13, 2019 | Common Stock | PPurchaseAcquired | +63,750 | $10.00 | +$637,500 | 63,750 | Indirect | |
| Jun 13, 2019 | Common Stock | PPurchaseAcquired | +3,188 | $10.00 | +$637,500 | 63,750 | Indirect | |
| Jun 9, 2021 | Common Stock | JOtherDisposed | 0 | $10.00 | −$4,812,500 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.