Katz Avi S's Form 4 filing
Kaleyra, Inc. (KLR) · filed Aug 6, 2021
- Accession no.
- 0001062993-21-007137
- Filed
- Aug 6, 2021, 9:03 PM ET
- Trade date
- Jan 9, 2018-Feb 11, 2021
- Filing delay
- 1,305 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market purchases total $63.7K. It was filed 1305 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Katz Avi SCIK 0001451693 | Director, Officer (Exec Chairman) |
| GigAcquisitions, LLCCIK 0001724528 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2018 | Common Stock | PPurchaseAcquired | +6,368 | $10.00F1 | +$63,680 | 3,218,975 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2018 | Common Stock | PPurchaseAcquired | +4,476 | $10.00F1 | +$47,760 | 271,776 | Indirect | |
| Jan 9, 2018 | Common Stock | PPurchaseAcquired | +637 | $10.00F1 | +$63,700 | 362,370 | Indirect | |
| Feb 11, 2021 | Common Stock | JOtherDisposed | −271,776 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Feb 11, 2021 | Common Stock | JOtherAcquired | +158,989 | $0.00 | $0 | 158,989 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
$10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, (ii) 3/4ths of a Private Warrant exercisable at price of $11.50 per whole share of Common Stock, and (iii) one Private Right which entitles the holder to receive 1/10th of one share of Common Stock upon the consummation of the Company's business combination. These Private Units were acquired by the Sponsor (as defined below) in a private placement alongside the underwriters' exercise of their over-allotment option.
Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.