Edenbrook Capital, LLC's Form 4 filing
PHX Minerals Inc. (PHX) · filed Aug 6, 2021
- Accession no.
- 0001062993-21-007113
- Filed
- Aug 6, 2021, 4:25 PM ET
- Trade date
- Aug 4-6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $244.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edenbrook Capital, LLCCIK 0001666682 | 10% Owner |
| Brolin JonathanCIK 0001712127 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Class A Common Stock | PPurchaseAcquired | +4,316 | $2.85 | +$12,300.6 | 4,480,083 | Indirect | |
| Aug 5, 2021 | Class A Common Stock | PPurchaseAcquired | +300 | $2.85 | +$855 | 4,480,383 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | PPurchaseAcquired | +30,000 | $3.01 | +$90,420 | 4,510,383 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | PPurchaseAcquired | +47,065 | $3.00 | +$141,058.51 | 4,557,448 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.