Miotto Neil's Form 4 filing
Lightning eMotors, Inc. (ZEV) · filed Jul 1, 2021
- Accession no.
- 0001062993-21-006187
- Filed
- Jul 1, 2021
- Trade date
- May 13, 2020-Jun 29, 2021
- Filing delay
- 414 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market purchases total $6.50M. It was filed 414 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miotto NeilCIK 0001390808 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2020 | Common Stock | PPurchaseAcquired | +650,000 | $10.00F1 | +$6,500,000 | 6,385,000 | Indirect | |
| Jun 29, 2020 | Common Stock | DReturned to the companyDisposed | −750,000 | $0.00 | $0 | 5,635,000 | Indirect | |
| Jun 29, 2021 | Common Stock | JOtherDisposed | −650,000 | $0.00 | $0 | 4,985,000 | Indirect | |
| Jun 29, 2021 | Common Stock | JOtherAcquired | +1,950 | $0.00 | $0 | 1,950 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2020 | Common Stock | PPurchaseAcquired | +487,500 | $10.00F1 | +$4,875,000 | 487,500 | Indirect | |
| Jun 29, 2021 | Common Stock | JOtherDisposed | 0 | $0.00 | $0 | 0 | Indirect | |
| Jun 29, 2021 | Common Stock | JOtherAcquired | +1,462 | $0.00 | $0 | 1,462 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
$10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock and (ii) three-fourths of one Private Warrant with each whole warrant exercisable at price of $11.50 per share of Common Stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.