Casey Michael Dennis's Form 4 filing
Carters Inc (CRI) · filed Dec 15, 2023
- Accession no.
- 0001060822-23-000170
- Filed
- Dec 15, 2023
- Trade date
- Dec 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.69M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casey Michael DennisCIK 0001267872 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $68.49 | +$2,054,700 | 479,870 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −30,000 | $75.00F2 | −$2,250,000 | 449,870 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −59,139 | $75.00F3 | −$4,435,425 | 390,731 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported reflects a single price point for all the 30,000 shares sold.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects a single price point for all the 59.139 shares sold.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney