Lynch Brian's Form 4 filing
Carters Inc (CRI) · filed Nov 3, 2023
- Accession no.
- 0001060822-23-000156
- Filed
- Nov 3, 2023
- Trade date
- Nov 2-3, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.36M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch BrianCIK 0001484629 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Stock | MOption exerciseAcquired | +4,100 | $68.49 | +$280,809 | 114,000 | Direct | |
| Nov 2, 2023 | Common Stock | SSaleDisposed | −4,100 | $68.78F2 | −$281,998 | 109,900 | Direct | |
| Nov 3, 2023 | Common Stock | MOption exerciseAcquired | +3,400 | $68.49 | +$232,866 | 113,300 | Direct | |
| Nov 3, 2023 | Common Stock | SSaleDisposed | −3,400 | $69.29F3 | −$235,586 | 109,900 | Direct | |
| Nov 3, 2023 | Common Stock | SSaleDisposed | −12,000 | $70.11F4 | −$841,320 | 97,900 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Stock | MOption exerciseDisposed | −4,100 | $0.00 | $0 | 3,400 | Direct | |
| Nov 3, 2023 | Common Stock | MOption exerciseDisposed | −3,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.75 to $68.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $69.07. to $69.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $70.00 to $70.26, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney