Casey Michael Dennis's Form 4 filing
Carters Inc (CRI) · filed Dec 14, 2022
- Accession no.
- 0001060822-22-000204
- Filed
- Dec 14, 2022
- Trade date
- Dec 13, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.90M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casey Michael DennisCIK 0001267872 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +9,355 | $59.27F1 | +$554,470.85 | 405,542 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −9,355 | $75.03F1,F3 | −$701,905.65 | 396,187 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −16,025 | $75.00F1,F4 | −$1,201,875 | 380,162 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −9,355 | $0.00 | $0 | 3,145 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.
Referenced by the price of 3 transactions in Table I.
- F3
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.28, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported reflects a single price point for all the 16,025 shares sold.
Referenced by the price of 1 transaction in Table I.