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Lynch Brian's Form 4 filing

Carters Inc (CRI) · filed Nov 4, 2021

Accession no.
0001060822-21-000058
Filed
Nov 4, 2021
Trade date
Nov 3, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $1.62M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lynch BrianCIK 0001484629Officer (President, Carter's, Inc.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 3, 2021Common StockSSaleDisposed−15,900$101.89F1,F2−$1,620,05165,110Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $99.64 to $102.37 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)