Smith Peter Royer's Form 4 filing
Carters Inc (CRI) · filed Aug 5, 2021
- Accession no.
- 0001060822-21-000038
- Filed
- Aug 5, 2021
- Trade date
- Aug 4, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.57M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Peter RoyerCIK 0001653023 | Officer (EVP Supply Chain) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock | MOption exerciseAcquired | +7,000 | $83.84 | +$586,880 | 34,642.33 | Direct | |
| Aug 4, 2021 | Common Stock | MOption exerciseAcquired | +8,200 | $86.88 | +$712,416 | 42,842.33 | Direct | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −15,200 | $103.38F2 | −$1,571,376 | 27,642.33 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 0 | Direct | |
| Aug 4, 2021 | Common Stock | MOption exerciseDisposed | −8,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.34 to $103.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.