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Fauber Robert's Form 4 filing

Moodys Corp (MCO) · filed Jun 4, 2025

Accession no.
0001059556-25-000130
Filed
Jun 4, 2025
Trade date
Jun 2, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $196.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fauber RobertCIK 0001481153Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 2, 2025Common StockMOption exerciseAcquired+56$80.81+$4,525.3662,477.98Direct
Jun 2, 2025Common StockMOption exerciseAcquired+134$94.18+$12,620.1262,611.98Direct
Jun 2, 2025Common StockMOption exerciseAcquired+91$113.34+$10,313.9462,702.98Direct
Jun 2, 2025Common StockSSaleDisposed−415$474.35−$196,855.2562,287.98Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 2, 2025Common StockMOption exerciseDisposed−56$0.00$0502Direct
Jun 2, 2025Common StockMOption exerciseDisposed−134$0.00$01,207Direct
Jun 2, 2025Common StockMOption exerciseDisposed−91$0.00$07,336Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)