Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed May 15, 2025
- Accession no.
- 0001059556-25-000127
- Filed
- May 15, 2025
- Trade date
- May 15, 2025
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $198.8K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2025 | Common Stock | MOption exerciseAcquired | +56 | $80.81 | +$4,525.36 | 62,611.98 | Direct | |
| May 15, 2025 | Common Stock | MOption exerciseAcquired | +134 | $94.18 | +$12,620.12 | 62,745.98 | Direct | |
| May 15, 2025 | Common Stock | MOption exerciseAcquired | +91 | $113.34 | +$10,313.94 | 62,836.98 | Direct | |
| May 15, 2025 | Common Stock | SSaleDisposed | −415 | $479.05 | −$198,805.75 | 62,421.98 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2025 | Common Stock | MOption exerciseDisposed | −56 | $0.00 | $0 | 558 | Direct | |
| May 15, 2025 | Common Stock | MOption exerciseDisposed | −134 | $0.00 | $0 | 1,341 | Direct | |
| May 15, 2025 | Common Stock | MOption exerciseDisposed | −91 | $0.00 | $0 | 7,427 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.