Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed Mar 18, 2025
- Accession no.
- 0001059556-25-000099
- Filed
- Mar 18, 2025
- Trade date
- Mar 17, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $184.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2025 | Common Stock | MOption exerciseAcquired | +56 | $80.81 | +$4,525.36 | 63,147.98 | Direct | |
| Mar 17, 2025 | Common Stock | MOption exerciseAcquired | +134 | $94.18 | +$12,620.12 | 63,281.98 | Direct | |
| Mar 17, 2025 | Common Stock | MOption exerciseAcquired | +91 | $113.34 | +$10,313.94 | 63,372.98 | Direct | |
| Mar 17, 2025 | Common Stock | SSaleDisposed | −281 | $444.43 | −$124,884.83 | 63,091.98 | Direct | |
| Mar 17, 2025 | Common Stock | SSaleDisposed | −134 | $444.43 | −$59,553.62 | 62,957.98 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 17, 2025 | Common Stock | MOption exerciseDisposed | −56 | $0.00 | $0 | 782 | Direct | |
| Mar 17, 2025 | Common Stock | MOption exerciseDisposed | −134 | $0.00 | $0 | 1,877 | Direct | |
| Mar 17, 2025 | Common Stock | MOption exerciseDisposed | −91 | $0.00 | $0 | 7,791 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.