Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed Mar 4, 2025
- Accession no.
- 0001059556-25-000071
- Filed
- Mar 4, 2025
- Trade date
- Mar 3, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $141.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2025 | Common Stock | MOption exerciseAcquired | +56 | $80.81 | +$4,525.36 | 67,484.4 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseAcquired | +134 | $94.18 | +$12,620.12 | 67,618.4 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseAcquired | +91 | $113.34 | +$10,313.94 | 67,709.4 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −281 | $505.00 | −$141,905 | 67,428.4 | Direct | |
| Mar 3, 2025 | Common Stock | AGrant or awardAcquired | +3,611 | $502.86 | +$1,815,827.46 | 71,039.4 | Direct | |
| Mar 3, 2025 | Common Stock | FTax withholdingDisposed | −4,959.51 | $502.86 | −$2,493,939.2 | 66,079.89 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2025 | Common Stock | MOption exerciseDisposed | −56 | $0.00 | $0 | 838 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseDisposed | −134 | $0.00 | $0 | 2,011 | Direct | |
| Mar 3, 2025 | Common Stock | MOption exerciseDisposed | −91 | $0.00 | $0 | 7,882 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.