Steele Richard G's Form 4 filing
Moodys Corp (MCO) · filed Aug 9, 2024
- Accession no.
- 0001059556-24-000141
- Filed
- Aug 9, 2024
- Trade date
- Aug 8, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $848.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steele Richard GCIK 0001990258 | Officer (SVP - General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Common Stock | MOption exerciseAcquired | +888 | $167.50 | +$148,740 | 1,928 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −888 | $455.48 | −$404,466.24 | 1,040 | Direct | |
| Aug 8, 2024 | Common Stock | MOption exerciseAcquired | +974 | $173.58 | +$169,066.92 | 2,014 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −974 | $455.38 | −$443,540.12 | 1,040 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Common Stock | MOption exerciseDisposed | −888 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Common Stock | MOption exerciseDisposed | −974 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.