Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed Nov 2, 2023
- Accession no.
- 0001059556-23-000104
- Filed
- Nov 2, 2023
- Trade date
- Oct 31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $779.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Common Stock | SSaleDisposed | −1,000 | $306.21 | −$306,210 | 59,838 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +756 | $98.01 | +$74,095.56 | 60,594 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −756 | $306.21 | −$231,494.76 | 59,838 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseAcquired | +790 | $80.81 | +$63,839.9 | 60,628 | Direct | |
| Oct 31, 2023 | Common Stock | SSaleDisposed | −790 | $306.21 | −$241,905.9 | 59,838 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −756 | $0.00 | $0 | 0 | Direct | |
| Oct 31, 2023 | Common Stock | MOption exerciseDisposed | −790 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.