Davis Steven D's Form 4 filing
American States Water Co (AWR) · filed Mar 5, 2024
- Accession no.
- 0001056903-24-000023
- Filed
- Mar 5, 2024
- Trade date
- Sep 1, 2023-Mar 5, 2024
- Filing delay
- 186 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $53.5K. It was filed 186 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davis Steven DCIK 0001254882 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Shares | AGrant or awardAcquired | +2.29 | $84.07 | +$192.52 | 2,476.47 | Direct | |
| Feb 15, 2024 | Common Shares | DReturned to the companyDisposed | −0.47 | $0.00 | $0 | 2,476 | Direct | |
| Mar 5, 2024 | Common Shares | PPurchaseAcquired | +750 | $71.39 | +$53,542.5 | 3,226 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.