Weiner David B.'s Form 4 filing
Inovio Pharmaceuticals, Inc. (INO) · filed Feb 28, 2023
- Accession no.
- 0001055726-23-000004
- Filed
- Feb 28, 2023
- Trade date
- Feb 26-27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $14.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weiner David B.CIK 0001669080 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2023 | Common Stock | MOption exerciseAcquired | +11,667 | – | – | 904,292 | Direct | |
| Feb 26, 2023 | Common Stock | MOption exerciseAcquired | +11,667 | – | – | 915,959 | Direct | |
| Feb 27, 2023 | Common Stock | SSaleDisposed | −11,668 | $1.28 | −$14,935.04 | 904,291 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2023 | Common Stock | MOption exerciseDisposed | −11,667 | $0.00 | $0 | 11,666 | Direct | |
| Feb 26, 2023 | Common Stock | MOption exerciseDisposed | −11,667 | $0.00 | $0 | 23,333 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +60,000 | $0.00 | $0 | 60,000 | Direct | |
| Feb 27, 2023 | Common Stock | AGrant or awardAcquired | +35,000 | $0.00 | $0 | 35,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.