Zoth Lota S.'s Form 4 filing
Inovio Pharmaceuticals, Inc. (INO) · filed May 17, 2022
- Accession no.
- 0001055726-22-000039
- Filed
- May 17, 2022
- Trade date
- May 13-16, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.13K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zoth Lota S.CIK 0001278219 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | MOption exerciseAcquired | +18,000 | –F1 | – | 43,016 | Direct | |
| May 16, 2022 | Common Stock | SSaleDisposed | −3,600 | $1.98 | −$7,128 | 39,416 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | MOption exerciseDisposed | −18,000 | $0.00 | $0 | 0 | Direct | |
| May 16, 2022 | Common Stock | AGrant or awardAcquired | +19,000 | $0.00 | $0 | 19,000 | Direct | |
| May 16, 2022 | Common Stock | AGrant or awardAcquired | +28,000 | $0.00 | $0 | 28,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 13, 2022.
Referenced by the price of 1 transaction in Table I.