Gendell Jeffrey L Et Al's Form 4 filing
IES Holdings, Inc. (IESC) · filed May 15, 2026
- Accession no.
- 0001048268-26-000106
- Filed
- May 15, 2026, 4:34 PM ET
- Trade date
- May 13-14, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market sales total $37.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gendell Jeffrey L Et AlCIK 0000948904 | Director, Officer (Executive Chairman), 10% Owner |
| Tontine Management LLCCIK 0001268959 | 10% Owner |
| Tontine Capital Management LLCCIK 0001272374 | 10% Owner |
| Tontine Capital Partners L PCIK 0001276922 | 10% Owner |
| Tontine Capital Overseas GP, LLCCIK 0001409490 | 10% Owner |
| Tontine Capital Overseas Master Fund II, L.P.CIK 0001482608 | 10% Owner |
| Tontine Asset Associates, L.L.C.CIK 0001482609 | 10% Owner |
| Tontine Associates, LLCCIK 0001491514 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −15,000 | $692.71F1 | −$10,390,650 | 10,525,005 | Indirect | |
| May 14, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,000 | $683.09 | −$1,366,180 | 10,523,005 | Indirect | |
| May 14, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −8,767 | $692.90F7 | −$6,074,654.3 | 10,514,238 | Indirect | |
| May 14, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −15,846 | $693.89F8 | −$10,995,380.94 | 10,498,392 | Indirect | |
| May 14, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,154 | $694.82F9 | −$2,886,282.28 | 10,494,238 | Indirect | |
| May 14, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −8,189 | $697.47F10 | −$5,711,581.83 | 10,486,049 | Indirect | |
| May 14, 2026 | Common Stock, par value $0.01 per share | SSaleDisposed | −405 | $698.03F11 | −$282,702.15 | 10,485,644 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares reported as sold in this Form 4 were shares directly held by Jeffrey L. Gendell ("Mr. Gendell"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.27 to $693.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.41 to $693.37, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.52 to $694.45, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.54 to $695.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.89 to $697.84, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $697.90 to $698.12, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.