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Gendell Jeffrey L Et Al's Form 4 filing

IES Holdings, Inc. (IESC) · filed Aug 29, 2025

Accession no.
0001048268-25-000122
Filed
Aug 29, 2025, 4:02 PM ET
Trade date
Aug 27-28, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $20.7M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gendell Jeffrey L Et AlCIK 0000948904Director, Officer (Executive Chairman), 10% Owner
Tontine Management LLCCIK 000126895910% Owner
Tontine Capital Management LLCCIK 000127237410% Owner
Tontine Capital Partners L PCIK 000127692210% Owner
Tontine Capital Overseas GP, LLCCIK 000140949010% Owner
Tontine Capital Overseas Master Fund II, L.P.CIK 000148260810% Owner
Tontine Asset Associates, L.L.C.CIK 000148260910% Owner
Tontine Associates, LLCCIK 000149151410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 27, 2025Common Stock, par value $0.01 per shareSSaleDisposed−21,464$359.80−$7,722,747.210,892,380Indirect
Aug 28, 2025Common Stock, par value $0.01 per shareSSaleDisposed−10,000$360.40−$3,604,00010,882,380Indirect
Aug 28, 2025Common Stock, par value $0.01 per shareSSaleDisposed−8,016$362.64−$2,906,922.2410,874,364Indirect
Aug 28, 2025Common Stock, par value $0.01 per shareSSaleDisposed−3,972$363.33−$1,443,146.7610,870,392Indirect
Aug 28, 2025Common Stock, par value $0.01 per shareSSaleDisposed−2,832$364.80−$1,033,113.610,867,560Indirect
Aug 28, 2025Common Stock, par value $0.01 per shareSSaleDisposed−11,032$365.35−$4,030,541.210,856,528Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)