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Gendell Jeffrey L Et Al's Form 4 filing

IES Holdings, Inc. (IESC) · filed Dec 18, 2024

Accession no.
0001048268-24-000158
Filed
Dec 18, 2024, 5:02 PM ET
Trade date
Dec 16, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $118.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gendell Jeffrey L Et AlCIK 0000948904Director, Officer (Chief Executive Officer), 10% Owner
Tontine Management LLCCIK 000126895910% Owner
Tontine Capital Management LLCCIK 000127237410% Owner
Tontine Capital Partners L PCIK 000127692210% Owner
Tontine Capital Overseas GP, LLCCIK 000140949010% Owner
Tontine Capital Overseas Master Fund II, L.P.CIK 000148260810% Owner
Tontine Asset Associates, L.L.C.CIK 000148260910% Owner
Tontine Associates, LLCCIK 000149151410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 16, 2024Common Stock, par value $0.01 per shareSSaleDisposed−470$252.25−$118,557.510,957,184Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)