Gendell Jeffrey L Et Al's Form 4 filing
IES Holdings, Inc. (IESC) · filed Dec 13, 2024
- Accession no.
- 0001048268-24-000154
- Filed
- Dec 13, 2024, 5:05 PM ET
- Trade date
- Dec 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $3.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gendell Jeffrey L Et AlCIK 0000948904 | Director, Officer (Chief Executive Officer), 10% Owner |
| Tontine Management LLCCIK 0001268959 | 10% Owner |
| Tontine Capital Management LLCCIK 0001272374 | 10% Owner |
| Tontine Capital Partners L PCIK 0001276922 | 10% Owner |
| Tontine Capital Overseas GP, LLCCIK 0001409490 | 10% Owner |
| Tontine Capital Overseas Master Fund II, L.P.CIK 0001482608 | 10% Owner |
| Tontine Asset Associates, L.L.C.CIK 0001482609 | 10% Owner |
| Tontine Associates, LLCCIK 0001491514 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −12,209 | $257.30 | −$3,141,375.7 | 10,959,080 | Indirect | |
| Dec 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −180 | $262.39 | −$47,230.2 | 10,958,900 | Indirect | |
| Dec 12, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,246 | $257.24 | −$320,521.04 | 10,957,654 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.