Gendell Jeffrey L Et Al's Form 4 filing
IES Holdings, Inc. (IESC) · filed Jun 12, 2024
- Accession no.
- 0001048268-24-000080
- Filed
- Jun 12, 2024, 5:02 PM ET
- Trade date
- Jun 10-11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions. Open-market sales total $8.84M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gendell Jeffrey L Et AlCIK 0000948904 | Director, Officer (Chief Executive Officer), 10% Owner |
| Tontine Management LLCCIK 0001268959 | 10% Owner |
| Tontine Capital Management LLCCIK 0001272374 | 10% Owner |
| Tontine Capital Partners L PCIK 0001276922 | 10% Owner |
| Tontine Capital Overseas GP, LLCCIK 0001409490 | 10% Owner |
| Tontine Capital Overseas Master Fund II, L.P.CIK 0001482608 | 10% Owner |
| Tontine Asset Associates, L.L.C.CIK 0001482609 | 10% Owner |
| Tontine Associates, LLCCIK 0001491514 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,566 | $126.50F2 | −$198,099 | 11,276,853 | Indirect | |
| Jun 10, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,172 | $127.89F8 | −$405,667.08 | 11,273,681 | Indirect | |
| Jun 10, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,128 | $128.45F9 | −$144,891.6 | 11,272,553 | Indirect | |
| Jun 10, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −13,259 | $129.80F10 | −$1,721,018.2 | 11,259,294 | Indirect | |
| Jun 10, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −23,388 | $130.65F11 | −$3,055,642.2 | 11,235,906 | Indirect | |
| Jun 10, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,936 | $131.50F12 | −$254,584 | 11,233,970 | Indirect | |
| Jun 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,000 | $125.24F13 | −$626,200 | 11,228,970 | Indirect | |
| Jun 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −7,170 | $126.59F14 | −$907,650.3 | 11,221,800 | Indirect | |
| Jun 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −8,919 | $127.44F15 | −$1,136,637.36 | 11,212,881 | Indirect | |
| Jun 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,436 | $128.29F16 | −$312,514.44 | 11,210,445 | Indirect | |
| Jun 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −500 | $129.09F17 | −$64,545 | 11,209,945 | Indirect | |
| Jun 11, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −100 | $130.45 | −$13,045 | 11,209,845 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On June 10, 2024, TCP 2 sold 1,566 shares of Common Stock at a weighted average price of $126.50 per share. These shares were sold in multiple transactions at prices ranging from $126.20 to $126.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Also on June 10, 2024, TCP 2 sold 3,172 shares of Common Stock at a weighted average price of $127.89 per share. These shares were sold in multiple transactions at prices ranging from $127.22 to $128.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Also on June 10, 2024, TCP 2 sold 1,128 shares of Common Stock at a weighted average price of $128.45 per share. These shares were sold in multiple transactions at prices ranging from $128.22 to $129.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
Also on June 10, 2024, TCP 2 sold 13,259 shares of Common Stock at a weighted average price of $129.80 per share. These shares were sold in multiple transactions at prices ranging from $129.22 to $130.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Also on June 10, 2024, TCP 2 sold 23,388 shares of Common Stock at a weighted average price of $130.65 per share. These shares were sold in multiple transactions at prices ranging from $130.22 to $131.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
Also on June 10, 2024, TCP 2 sold 1,936 shares of Common Stock at a weighted average price of $131.50 per share. These shares were sold in multiple transactions at prices ranging from $131.27 to $131.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F13
On June 11, 2024, TCP 2 sold 5,000 shares of Common Stock at a weighted average price of $125.24 per share. These shares were sold in multiple transactions at prices ranging from $125.00 to $125.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F14
Also on June 11, 2024, TCP 2 sold 7,170 shares of Common Stock at a weighted average price of $126.59 per share. These shares were sold in multiple transactions at prices ranging from $126.02 to $127.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F15
Also on June 11, 2024, TCP 2 sold 8,919 shares of Common Stock at a weighted average price of $127.44 per share. These shares were sold in multiple transactions at prices ranging from $127.03 to $128.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F16
Also on June 11, 2024, TCP 2 sold 2,436 shares of Common Stock at a weighted average price of $128.29 per share. These shares were sold in multiple transactions at prices ranging from $128.03 to $128.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F17
Also on June 11, 2024, TCP 2 sold 500 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $129.09 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
Referenced by the price of 1 transaction in Table I.