Simmes Matthew J's Form 4 filing
IES Holdings, Inc. (IESC) · filed Dec 15, 2021
- Accession no.
- 0001048268-21-000174
- Filed
- Dec 15, 2021
- Trade date
- Dec 3-7, 2021
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $51.3K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simmes Matthew JCIK 0001899288 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Common Stock | AGrant or awardAcquired | +50,000 | $0.00 | $0 | 59,489 | Direct | |
| Dec 7, 2021 | Common Stock | PPurchaseAcquired | +1,000 | $51.29 | +$51,290 | 60,489 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.