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Curran Amy E.'s Form 4 filing

Heritage Financial Corp (HFWA) · filed Mar 18, 2025

Accession no.
0001046025-25-000062
Filed
Mar 18, 2025
Trade date
Mar 17, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $20.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Curran Amy E.CIK 0001961127Officer (EVP Director Commercial Lend)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 17, 2025Common StockMOption exerciseAcquired+154$23.77+$3,660.5820,860Direct
Mar 17, 2025Common StockMOption exerciseAcquired+776$23.77+$18,445.5221,636Direct
Mar 17, 2025Common StockMOption exerciseAcquired+1,061$23.77+$25,219.9722,697Direct
Mar 17, 2025Common StockMOption exerciseAcquired+895$23.77+$21,274.1523,592Direct
Mar 17, 2025Common StockMOption exerciseAcquired+1,619$23.77+$38,483.6325,211Direct
Mar 17, 2025Common StockSSaleDisposed−858$23.77−$20,394.6624,353Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 17, 2025Common StockMOption exerciseDisposed−154$23.77−$3,660.58310Direct
Mar 17, 2025Common StockMOption exerciseDisposed−776$23.77−$18,445.52776Direct
Mar 17, 2025Common StockMOption exerciseDisposed−1,061$23.77−$25,219.973,183Direct
Mar 17, 2025Common StockMOption exerciseDisposed−895$23.77−$21,274.150Direct
Mar 17, 2025Common StockMOption exerciseDisposed−1,619$23.77−$38,483.633,239Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)