Stevens Mark A's Form 4 filing
NVIDIA Corp (NVDA) · filed Jan 11, 2023
- Accession no.
- 0001045810-23-000002
- Filed
- Jan 11, 2023
- Trade date
- Dec 28, 2022-Jan 10, 2023
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $33.3M. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stevens Mark ACIK 0001199039 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2022 | Common Stock | GGiftDisposed | −750,000 | $0.00F1 | $0 | 1,500,193 | Indirect | |
| Dec 29, 2022 | Common Stock | GGiftDisposed | −54,305 | $0.00F1 | $0 | 1,445,888 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −60,000 | $158.03F3 | −$9,481,800 | 1,385,888 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −30,000 | $159.21F4 | −$4,776,300 | 1,355,888 | Indirect | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −30,000 | $160.10F5 | −$4,803,000 | 1,325,888 | Indirect | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −90,000 | $157.92F6 | −$14,212,800 | 1,235,888 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Gift without consideration.
Referenced by the price of 2 transactions in Table I.
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $158.00 to $158.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $159.01 to $159.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $160.10 to $160.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $157.50 to $158.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.