Huang Jen Hsun's Form 4 filing
NVIDIA Corp (NVDA) · filed Dec 3, 2021
- Accession no.
- 0001045810-21-000173
- Filed
- Dec 3, 2021
- Trade date
- Nov 23-Dec 2, 2021
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 25 non-derivative transactions and 1 derivative transaction. Open-market sales total $143.5M. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Huang Jen HsunCIK 0001197649 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +440,000 | $3.62 | +$1,592,800 | 5,634,956 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −4,159 | $314.74F2 | −$1,309,003.66 | 5,630,797 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −11,906 | $315.48F3 | −$3,756,104.88 | 5,618,891 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −11,837 | $316.51F4 | −$3,746,528.87 | 5,607,054 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −19,384 | $317.53F5 | −$6,155,001.52 | 5,587,670 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −10,203 | $318.69F6 | −$3,251,594.07 | 5,577,467 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −7,484 | $319.52F7 | −$2,391,287.68 | 5,569,983 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −15,897 | $320.72F8 | −$5,098,485.84 | 5,554,086 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −21,958 | $321.66F9 | −$7,063,010.28 | 5,532,128 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −31,862 | $322.60F10 | −$10,278,681.2 | 5,500,266 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −20,977 | $323.61F11 | −$6,788,366.97 | 5,479,289 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −5,617 | $324.67F12 | −$1,823,671.39 | 5,473,672 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −5,855 | $325.54F13 | −$1,906,036.7 | 5,467,817 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −15,712 | $326.97F14 | −$5,137,352.64 | 5,452,105 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −32,125 | $327.89F15 | −$10,533,466.25 | 5,419,980 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −69,590 | $328.73F16 | −$22,876,320.7 | 5,350,390 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −61,248 | $329.79F17 | −$20,198,977.92 | 5,289,142 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −51,938 | $330.76F18 | −$17,179,012.88 | 5,237,204 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −34,781 | $331.65F19 | −$11,535,118.65 | 5,202,423 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −7,467 | $332.49F20 | −$2,482,702.83 | 5,194,956 | Direct | |
| Nov 23, 2021 | Common Stock | GGiftDisposed | −1,218,536 | $0.00F21 | $0 | 61,346,960 | Indirect | |
| Nov 23, 2021 | Common Stock | JOtherAcquired | +17,580 | $0.00F23 | $0 | 61,364,540 | Indirect | |
| Nov 23, 2021 | Common Stock | JOtherDisposed | −8,790 | $0.00F23 | $0 | 2,977,840 | Indirect | |
| Nov 23, 2021 | Common Stock | JOtherDisposed | −8,790 | $0.00F23 | $0 | 2,977,840 | Indirect | |
| Dec 2, 2021 | Common Stock | GGiftDisposed | −34,406 | $0.00F21 | $0 | 61,330,134 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +440,000 | $0.00 | $0 | 732,340 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $314.00 to $314.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $315.06 to $316.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $316.06 to $317.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $317.11 to $318.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $318.11 to $319.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $319.11 to $320.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $320.11 to $321.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $321.11 to $322.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $322.11 to $323.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $323.11 to $324.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $324.12 to $325.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $325.12 to $326.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $326.28 to $327.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Represents weighted average sales price. The shares were sold at prices ranging from $327.29 to $328.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
Represents weighted average sales price. The shares were sold at prices ranging from $328.29 to $329.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
Represents weighted average sales price. The shares were sold at prices ranging from $329.29 to $330.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F18
Represents weighted average sales price. The shares were sold at prices ranging from $330.29 to $331.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F19
Represents weighted average sales price. The shares were sold at prices ranging from $331.29 to $332.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F20
Represents weighted average sales price. The shares were sold at prices ranging from $332.29 to $332.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F21
Gift without consideration
Referenced by the price of 2 transactions in Table I.
- F23
On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments.
Referenced by the price of 3 transactions in Table I.