Eisenberger Mario's Form 4 filing
Veru Inc. (VERU) · filed Aug 17, 2022
- Accession no.
- 0001042167-22-000038
- Filed
- Aug 17, 2022
- Trade date
- Aug 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eisenberger MarioCIK 0001689094 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +45,000 | $1.20 | +$54,000 | 45,000 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $1.50 | +$7,500 | 50,000 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $2.08 | +$10,400 | 55,000 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +45,000 | $1.89 | +$85,050 | 100,000 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −100,000 | $20.04F1 | −$2,004,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported above is the weighted average transaction price. The range of prices for such transactions is $20.00 to $20.21. Upon request by the Commission, staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.