Gibbs David W's Form 4 filing
Yum Brands Inc (YUM) · filed Sep 15, 2025
- Accession no.
- 0001041061-25-000079
- Filed
- Sep 15, 2025
- Trade date
- Sep 15, 2025
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.07M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibbs David WCIK 0001628590 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Common Stock | MOption exerciseAcquired | +7,788 | $49.66 | +$386,752.08 | 110,681.15 | Direct | |
| Sep 15, 2025 | Common Stock | DReturned to the companyDisposed | −2,588 | $149.49 | −$386,880.12 | 108,093.15 | Direct | |
| Sep 15, 2025 | Common Stock | SSaleDisposed | −5,200 | $149.80 | −$778,960 | 102,893.15 | Direct | |
| Sep 15, 2025 | Common Stock | MOption exerciseAcquired | +3,184 | $56.67 | +$180,437.28 | 106,077.15 | Direct | |
| Sep 15, 2025 | Common Stock | DReturned to the companyDisposed | −1,208 | $149.49 | −$180,583.92 | 104,869.15 | Direct | |
| Sep 15, 2025 | Common Stock | SSaleDisposed | −1,976 | $149.80 | −$296,004.8 | 102,893.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Common Stock | MOption exerciseDisposed | −7,788 | $0.00 | $0 | 23,362 | Direct | |
| Sep 15, 2025 | Common Stock | MOption exerciseDisposed | −3,184 | $0.00 | $0 | 15,918 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.