Gibbs David W's Form 4 filing
Yum Brands Inc (YUM) · filed Aug 18, 2025
- Accession no.
- 0001041061-25-000067
- Filed
- Aug 18, 2025
- Trade date
- Aug 15, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.04M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gibbs David WCIK 0001628590 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +7,788 | $49.66 | +$386,752.08 | 110,681.15 | Direct | |
| Aug 15, 2025 | Common Stock | DReturned to the companyDisposed | −2,636 | $146.77 | −$386,885.72 | 108,045.15 | Direct | |
| Aug 15, 2025 | Common Stock | SSaleDisposed | −5,152 | $146.84 | −$756,519.68 | 102,893.15 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseAcquired | +3,184 | $56.67 | +$180,437.28 | 106,077.15 | Direct | |
| Aug 15, 2025 | Common Stock | DReturned to the companyDisposed | −1,230 | $146.77 | −$180,527.1 | 104,847.15 | Direct | |
| Aug 15, 2025 | Common Stock | SSaleDisposed | −1,954 | $146.84 | −$286,925.36 | 102,893.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2025 | Common Stock | MOption exerciseDisposed | −7,788 | $0.00 | $0 | 31,150 | Direct | |
| Aug 15, 2025 | Common Stock | MOption exerciseDisposed | −3,184 | $0.00 | $0 | 19,102 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.