Bhalla Anant's Form 4 filing
American National Group Inc. (AEL) · filed Sep 21, 2023
- Accession no.
- 0001039828-23-000141
- Filed
- Sep 21, 2023
- Trade date
- Sep 20, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.90M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhalla AnantCIK 0001709369 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2023 | Common Stock | MOption exerciseAcquired | +139,279 | $27.05 | +$3,767,496.95 | 1,167,413 | Direct | |
| Sep 20, 2023 | Common Stock | MOption exerciseAcquired | +43,923 | $26.72 | +$1,173,622.56 | 1,211,336 | Direct | |
| Sep 20, 2023 | Common Stock | SSaleDisposed | −183,202 | $54.05F1 | −$9,902,068.1 | 1,028,134 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2023 | Common Stock | MOption exerciseDisposed | −139,279 | $0.00 | $0 | 0 | Direct | |
| Sep 20, 2023 | Common Stock | MOption exerciseDisposed | −43,923 | $0.00 | $0 | 43,524 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Referenced by the price of 1 transaction in Table I.