Bhalla Anant's Form 4 filing
American National Group Inc. (AEL) · filed Sep 20, 2023
- Accession no.
- 0001039828-23-000137
- Filed
- Sep 20, 2023
- Trade date
- Sep 18-19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bhalla AnantCIK 0001709369 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2023 | Common Stock | MOption exerciseAcquired | +64,164 | $27.40 | +$1,758,093.6 | 1,092,298 | Direct | |
| Sep 18, 2023 | Common Stock | MOption exerciseAcquired | +12,133 | $27.05 | +$328,197.65 | 1,104,431 | Direct | |
| Sep 18, 2023 | Common Stock | SSaleDisposed | −76,297 | $54.12F1 | −$4,129,193.64 | 1,028,134 | Direct | |
| Sep 19, 2023 | Common Stock | MOption exerciseAcquired | +92,638 | $27.05 | +$2,505,857.9 | 1,120,772 | Direct | |
| Sep 19, 2023 | Common Stock | SSaleDisposed | −92,638 | $54.12F2 | −$5,013,568.56 | 1,028,134 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 18, 2023 | Common Stock | MOption exerciseDisposed | −64,164 | $0.00 | $0 | 32,082 | Direct | |
| Sep 18, 2023 | Common Stock | MOption exerciseDisposed | −12,133 | $0.00 | $0 | 231,917 | Direct | |
| Sep 19, 2023 | Common Stock | MOption exerciseDisposed | −92,638 | $0.00 | $0 | 139,279 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $54.11 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $54.10 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Referenced by the price of 1 transaction in Table I.