Hamalainen James Louis's Form 4 filing
American National Group Inc. (AEL) · filed Sep 18, 2023
- Accession no.
- 0001039828-23-000135
- Filed
- Sep 18, 2023
- Trade date
- Sep 15, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.72M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hamalainen James LouisCIK 0001834057 | Officer (EVP & Chief Investment Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | MOption exerciseAcquired | +36,249 | $21.98 | +$796,753.02 | 55,465 | Direct | |
| Sep 15, 2023 | Common Stock | MOption exerciseAcquired | +32,666 | $27.05 | +$883,615.3 | 88,131 | Direct | |
| Sep 15, 2023 | Common Stock | SSaleDisposed | −68,915 | $54.03 | −$3,723,477.45 | 19,216 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Common Stock | MOption exerciseDisposed | −36,249 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2023 | Common Stock | MOption exerciseDisposed | −32,666 | $0.00 | $0 | 66,463 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.