Steven-Waiss Kelley's Form 4/A amendment
AmendedFormfactor Inc (FORM) · filed Feb 14, 2022
- Accession no.
- 0001039399-22-000009
- Filed
- Feb 14, 2022
- Trade date
- Feb 9, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 10, 2022
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $255.7K. It was filed 5 days after the trade.
This amendment replaces 0001039399-22-000007 (filed Feb 10, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steven-Waiss KelleyCIK 0001498143 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $6.93 | +$41,580 | 27,988 | Direct | |
| Feb 9, 2022 | Common Stock | SSaleDisposed | −6,000 | $42.62F2 | −$255,720 | 21,988 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Option exercise was inadvertently not reported on the original form 4.
- F2
Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $42.40 through $42.835. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The Stock Option is granted pursuant to the Issuer's 2012 Equity Incentive Plan and vests over 3 years.