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Dallas Robert H II's Form 4 filing

Unity Bancorp Inc (UNTY) · filed Mar 16, 2026

Accession no.
0001033204-26-000004
Filed
Mar 16, 2026
Trade date
Mar 12-13, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $735.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dallas Robert H IICIK 0001033204Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 12, 2026Common StockMOption exerciseAcquired+500$15.70+$7,85030,086Direct
Mar 12, 2026Common StockMOption exerciseAcquired+152$19.75+$3,00230,238Direct
Mar 12, 2026Common StockMOption exerciseAcquired+3,048$19.75+$60,19833,286Direct
Mar 12, 2026Common StockMOption exerciseAcquired+3,000$18.77+$56,31036,286Direct
Mar 12, 2026Common StockMOption exerciseAcquired+6,600$22.57+$148,96242,886Direct
Mar 12, 2026Common StockMOption exerciseAcquired+4,000$17.55+$70,20046,886Direct
Mar 12, 2026Common StockSSaleDisposed−7,088$49.70−$352,273.639,798Direct
Mar 13, 2026Common StockSSaleDisposed−7,725$49.60−$383,16032,073Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 12, 2026Common StockMOption exerciseDisposed−500$0.00$016,800Direct
Mar 12, 2026Common StockMOption exerciseDisposed−152$0.00$016,648Direct
Mar 12, 2026Common StockMOption exerciseDisposed−3,048$0.00$013,600Direct
Mar 12, 2026Common StockMOption exerciseDisposed−3,000$0.00$010,600Direct
Mar 12, 2026Common StockMOption exerciseDisposed−6,600$0.00$04,000Direct
Mar 12, 2026Common StockMOption exerciseDisposed−4,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)