Smith Gary B's Form 4 filing
Ciena Corp (CIEN) · filed Nov 20, 2023
- Accession no.
- 0001032553-23-000038
- Filed
- Nov 20, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $193.1K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Gary BCIK 0001032553 | Director, Officer (President, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | SSaleDisposed | −4,166 | $46.35F2 | −$193,094.1 | 402,676 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average sales price with transactions in a range of sales from $46.02 to $46.63. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.